三、案例分析题

　　1、

　　<1>、

　　【正确答案】 买卖合同成立。(1分)根据《合同法》的规定，采用合同书形式订立合同，在签字或者盖章之前，当事人一方已经履行主要义务，对方接受的，该合同成立。在本题中，虽然甲乙双方没有在合同书上签字盖章，但华洋公司已将70台精密仪器交付了雪祥公司，雪祥公司也接受并付款，所以合同成立。(2分)(2014年教材P69)

　　<2>、

　　【正确答案】 华洋公司的行为不合法。(1分)根据《合同法》的规定，应当先履行债务的当事人，有确切证据证明对方有转移财产、逃避债务的情形，可以中止履行合同。本案例中，华洋公司仅仅是听说雪祥公司有逃避债务的情形，而没有“确切证据”证明，此时不能行使不安抗辩权。(1分)(2014年教材P74)

　　<3>、

　　【正确答案】 华洋公司与贸易公司签订的合同有效。(1分)出卖人就同一标的物订立多重买卖合同，合同均不具有合同法规定的无效情形的，即认为买卖合同均有效。(1分)(2014年教材P91)

　　<4>、

　　【正确答案】 雪祥公司不得要求贸易公司返还该批货物。(1分)根据《买卖合同解释》的规定，在买卖合同均有效的情况下，买受人均要求实际履行合同的，先行受领交付的买受人请求确认所有权已经转移的，人民法院应予支持。本题中，由于华洋公司已经将30台精密仪器交付了贸易公司，贸易公司可以请求确认所有权，雪祥公司不能要求贸易公司返还。(2分)(2014年教材P91)

　　<5>、

　　【正确答案】 雪祥公司可以要求华洋公司承担违约责任。(1分)根据规定，主张不安抗辩权的当事人如果没有确切证据证明中止履行的，应当承担违约责任。本案例中，华洋公司不正当的行使不安抗辩权和签订多重买卖合同，致使与雪祥公司签订的合同无法履行，应当向雪祥公司承担违约责任。(1分)(2014年教材P74)

　　2、

　　<1>、

　　【正确答案】 ①董事会出席人数符合规定。(0.5分)根据规定，董事会会议应有过半数的董事出席方可举行，本题亲自出席会议的董事有6名，符合规定。(0.5分)(2014年教材P157)

　　②张某不能接受委托代为行使表决权。(0.5分)根据规定，董事因故不能出席董事会会议的，可以书面委托其他董事代为出席。而张某为本公司的监事，不是董事，不能代为行使表决权。(0.5分)(2014年教材P157)

　　①The number of the directors attending the meeting complies with the requirements of the law. According to the stipulations, a meeting of the board of directors may not be held unless more than half of the directors attend such meeting. In this case, there are six directors to attend the meeting, so it meets the requirements of the law.

　　②Mr. Zhang cant be entrusted to exercise the right to vote. According to the regulations, if a director cannot attend the meeting for some reasons, he may issue a written authorization to entrust another director to attend such meeting on his behalf. But Mr. Zhang is a supervisor, not a director, so he cant be entrusted to exercise the voting right.

　　<2>、

　　【正确答案】 会议通过了A上市公司的子公司B为董事高某提供借款10万元的决定不符合规定。(1分)根据规定，公司不得直接或者通过子公司向董事、监事、高级管理人员提供借款，因此，本题中，A上市公司通过自己的子公司为董事提供借款的决定是违法的。(1分)(2014年教材P140)

　　The decision made at the meet that Subsidiary B of Listed Company A lends CNY100000 to Mr. Gao, a director, doesnt comply with the requirements of the law. According to the stipulations, the company must not lend money to its directors, supervisors or senior officers directly, or through its subsidiaries.

　　<3>、

　　【正确答案】 董事会通过了一项与B公司签订房屋租赁合同的决定是合法的。(0.5分)根据规定，上市公司董事与董事会会议决议事项所涉及的企业有关联关系的，该董事会会议由过半数的无关联关系董事出席即可举行，本题出席董事会的董事中，有5名是无关联董事，是符合规定的。另外，董事会会议所作决议须经无关联关系董事过半数通过，本题5名董事全部通过，是可以通过该决议的。(1分)(2014年教材P159)

　　The decision made by Board of Directors to enter into a house-leasing contract with Company B complies with the requirements of relevant laws. As per the stipulation, if the director of a listed company is affiliated with the enterprise involved in the matters discussed by the board of directors, the meeting of the board of directors may be held once more than half of the unaffiliated directors will be present..In this case, among the directors attending the meeting, 5 are not related party and this is in line with the stipulation. Further, the resolution made by the Board of Directors should be passed by half of directors who are not related parties. In this case, as all 5 directors have voted for consent, the resolution can be passed.

　　<4>、

　　【正确答案】 董事会会议记录存在如下的不当之处。(0.5分)根据规定，董事会会议记录，应由出席会议的董事在会议记录上签名。因此，列席董事会会议的监事无须在会议记录上签名，而该公司列席董事会会议的监事在会议记录上签名，是不符合规定的。(1分)(2014年教材P157)

　　There exist some improper places in the minutes of Board of Directors meeting. As per the stipulations, the said minute should be signed by all the directors attending the meeting. So, it is not necessary for the supervisor sitting in on the meeting to sign on the minute. In this case, however, it is not in line with the regulations for the supervisor sitting in on the meeting to sign on the minutes.

　　<5>、

　　【正确答案】 A公司与C公司、D公司达成的协议属于横向垄断协议中的固定商品价格的协议。该类协议被我国《反垄断法》所禁止。(1分)(2014年教材P435)

　　The agreement concluded by Company A and Company C and D belongs to the fixing goods prices agreement under the horizontal agreement. Such type of agreement is prohibited by Chinese Anti-monopoly Law.

　　<6>、

　　【正确答案】 A公司与下游经销商达成的协议属于纵向垄断协议中的限定向第三人转售商品的最低价格的协议。该类协议被我国《反垄断法》所禁止。(1分)(2014年教材P439)

　　The agreement concluded by the downstream distributors and Company A belongs to restricting the lowest price for resale under vertical monopoly agreement. Such agreement is prohibited by the Chinese Anti-monopoly Law.

　　<7>、

　　【正确答案】 作为多个经营者，A公司与E公司共同具有乙地的市场支配地位。(1分)根据规定，两个经营者在相关市场的市场份额合计达到2/3的，即可推定为具有市场支配地位。本题中，A公司与E公司在乙地的市场份额达到了80%，超过了2/3的标准，因此可以推定为A公司和E公司共同具有乙地的市场支配地位。(1分)(2014年教材P444)

　　Company A and Company E have a dominant position. As per the stipulations, the joint relevant market share of two undertakings accounts for 2/3 or above can be assumed to be have a dominant market position. In this case, the joint relevant market share of Company A and Company E in Area Yi accounts for 80%, exceeding the upper limit 2/3, so it can be assumed that Company A and E have a dominant position.

　　<8>、

　　【正确答案】 ①A公司并购E公司属于反垄断法中规定的“经营者集中”。(0.5分)根据规定，经营者集中的情形包括经营者通过取得股权或者资产的方式取得对其他经营者的控制权。本题中，A公司并购E公司60%的股份，足以达到控制的要求，因此属于反垄断法中所规定的“经营者集中”。(0.5分)(2014年教材P447)

　　②A公司并购E公司之前应向国务院商务主管部门申报。(0.5分)根据规定，参与集中的所有经营者上一会计年度在中国境内的营业额合计超过20亿元人民币，并且其中至少两个经营者上一会计年度在中国境内的营业额均超过4亿元人民币的，需要向国务院商务主管部门申报。本题中，A公司和E公司在境内的营业额总额为21亿元人民币，超过了20亿元人民币;A公司和E公司各自的营业额也均超过了4亿元，因此需要在并购前申报。(0.5分)(2014年教材P449)

　　As per the stipulation, one situation of a concentration refers to: acquisition by undertakings, whether by purchase of securities or assets, of control of other undertakings. In this case, Company A acquired 60% of Company Es equities, enough to exert control, so it is a concentration.

　　②Before Company A acquires Company B, such acquisition must be notified in advance with the antimonopoly execution authorities of State Council. Under the condition that the turnover in Chinese territory in the proceeding accounting year of the undertakings concerned exceeds CNY2 billion and each of at least two parities has turnover in Chinese territory in the proceeding accounting year over CNY400 million, a report must be notified in advance with the antimonopoly execution authorities of State Council. In this case,(1)the turnovers of Company A and E in Chinese territory has exceeded CNY2.1 billion, above 2 billion;(2)each turnover has also exceeded CNY400 million, so such concentration falls under the notification criteria issued by the State Council, and a report must be notified in advance with the antimonopoly execution authorities.

　　【答案解析】

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